深度Q网络：DQN项目实战CartPole-v0

摘要：相比于Q learning，DQN本质上是为了适应更为复杂的环境，并且经过不断的改良迭代，到了Nature DQN（即Volodymyr Mnih发表的Nature论文）这里才算是基本完善。

本文分享自华为云社区《强化学习从基础到进阶-案例与实践[4.1]：深度Q网络-DQN项目实战CartPole-v0》，作者： 汀丶 。

1、定义算法

相比于Q learning，DQN本质上是为了适应更为复杂的环境，并且经过不断的改良迭代，到了Nature DQN（即Volodymyr Mnih发表的Nature论文）这里才算是基本完善。DQN主要改动的点有三个：

• 使用深度神经网络替代原来的Q表：这个很容易理解原因
• 使用了经验回放（Replay Buffer）：这个好处有很多，一个是使用一堆历史数据去训练，比之前用一次就扔掉好多了，大大提高样本效率，另外一个是面试常提到的，减少样本之间的相关性，原则上获取经验跟学习阶段是分开的，原来时序的训练数据有可能是不稳定的，打乱之后再学习有助于提高训练的稳定性，跟深度学习中划分训练测试集时打乱样本是一个道理。
• 使用了两个网络：即策略网络和目标网络，每隔若干步才把每步更新的策略网络参数复制给目标网络，这样做也是为了训练的稳定，避免Q值的估计发散。想象一下，如果当前有个transition（这个Q learning中提过的，一定要记住！！！）样本导致对Q值进行了较差的过估计，如果接下来从经验回放中提取到的样本正好连续几个都这样的，很有可能导致Q值的发散（它的青春小鸟一去不回来了）。再打个比方，我们玩RPG或者闯关类游戏，有些人为了破纪录经常Save和Load，只要我出了错，我不满意我就加载之前的存档，假设不允许加载呢，就像DQN算法一样训练过程中会退不了，这时候是不是搞两个档，一个档每帧都存一下，另外一个档打了不错的结果再存，也就是若干个间隔再存一下，到最后用间隔若干步数再存的档一般都比每帧都存的档好些呢。当然你也可以再搞更多个档，也就是DQN增加多个目标网络，但是对于DQN则没有多大必要，多几个网络效果不见得会好很多。

1.1 定义模型

import paddle
import paddle.nn as nn
import paddle.nn.functional as F
!pip uninstall -y parl
!pip install parl
import parl
from parl.algorithms import DQN
class MLP(parl.Model):
 """ Linear network to solve Cartpole problem.
 Args:
 input_dim (int): Dimension of observation space.
 output_dim (int): Dimension of action space.
    """
 def __init__(self, input_dim, output_dim):
 super(MLP, self).__init__()
        hidden_dim1 = 256
        hidden_dim2 = 256
        self.fc1 = nn.Linear(input_dim, hidden_dim1)
        self.fc2 = nn.Linear(hidden_dim1, hidden_dim2)
        self.fc3 = nn.Linear(hidden_dim2, output_dim)
 def forward(self, state):
        x = F.relu(self.fc1(state))
        x = F.relu(self.fc2(x))
        x = self.fc3(x)
 return x

1.2 定义经验回放

from collections import deque
class ReplayBuffer:
 def __init__(self, capacity: int) -> None:
 self.capacity = capacity
 self.buffer = deque(maxlen=self.capacity)
 def push(self,transitions):
 '''_summary_
 Args:
 trainsitions (tuple): _description_
        '''
 self.buffer.append(transitions)
 def sample(self, batch_size: int, sequential: bool = False):
 if batch_size > len(self.buffer):
 batch_size = len(self.buffer)
 if sequential: # sequential sampling
            rand = random.randint(0, len(self.buffer) - batch_size)
            batch = [self.buffer[i] for i in range(rand, rand + batch_size)]
 return zip(*batch)
 else:
            batch = random.sample(self.buffer, batch_size)
 return zip(*batch)
 def clear(self):
 self.buffer.clear()
 def __len__(self):
 return len(self.buffer)

1.3 定义智能体

from random import random
import parl
import paddle
import math
import numpy as np
class DQNAgent(parl.Agent):
 """Agent of DQN.
    """
 def __init__(self, algorithm, memory,cfg):
 super(DQNAgent, self).__init__(algorithm)
 self.n_actions = cfg['n_actions']
 self.epsilon = cfg['epsilon_start']
 self.sample_count = 0
 self.epsilon_start = cfg['epsilon_start']
 self.epsilon_end = cfg['epsilon_end']
 self.epsilon_decay = cfg['epsilon_decay']
 self.batch_size = cfg['batch_size']
 self.global_step = 0
 self.update_target_steps = 600
 self.memory = memory # replay buffer
 def sample_action(self, state):
 self.sample_count += 1
 # epsilon must decay(linear,exponential and etc.) for balancing exploration and exploitation
 self.epsilon = self.epsilon_end + (self.epsilon_start - self.epsilon_end) * \
 math.exp(-1. * self.sample_count / self.epsilon_decay)
 if random.random() < self.epsilon:
            action = np.random.randint(self.n_actions)
 else:
            action = self.predict_action(state)
 return action
 def predict_action(self, state):
        state = paddle.to_tensor(state , dtype='float32')
 q_values = self.alg.predict(state) # self.alg 是自带的算法
        action = q_values.argmax().numpy()[0]
 return action
 def update(self):
 """Update model with an episode data
 Args:
 obs(np.float32): shape of (batch_size, obs_dim)
            act(np.int32): shape of (batch_size)
            reward(np.float32): shape of (batch_size)
 next_obs(np.float32): shape of (batch_size, obs_dim)
            terminal(np.float32): shape of (batch_size)
        Returns:
            loss(float)
        """
 if len(self.memory) < self.batch_size: # when transitions in memory donot meet a batch, not update
 return
 if self.global_step % self.update_target_steps == 0:
 self.alg.sync_target()
 self.global_step += 1
 state_batch, action_batch, reward_batch, next_state_batch, done_batch = self.memory.sample(
 self.batch_size)
 action_batch = np.expand_dims(action_batch, axis=-1)
 reward_batch = np.expand_dims(reward_batch, axis=-1)
 done_batch = np.expand_dims(done_batch, axis=-1)
 state_batch = paddle.to_tensor(state_batch, dtype='float32')
 action_batch = paddle.to_tensor(action_batch, dtype='int32')
 reward_batch = paddle.to_tensor(reward_batch, dtype='float32')
 next_state_batch = paddle.to_tensor(next_state_batch, dtype='float32')
 done_batch = paddle.to_tensor(done_batch, dtype='float32')
        loss = self.alg.learn(state_batch, action_batch, reward_batch, next_state_batch, done_batch) 

2、定义训练

def train(cfg, env, agent):
 ''' 训练
    '''
 print(f"开始训练！")
 print(f"环境：{cfg['env_name']}，算法：{cfg['algo_name']}，设备：{cfg['device']}")
    rewards = [] # record rewards for all episodes
    steps = []
 for i_ep in range(cfg["train_eps"]):
 ep_reward = 0 # reward per episode
 ep_step = 0
        state = env.reset() # reset and obtain initial state
 for _ in range(cfg['ep_max_steps']):
 ep_step += 1
            action = agent.sample_action(state) # sample action
 next_state, reward, done, _ = env.step(action) # update env and return transitions
 agent.memory.push((state, action, reward,next_state, done)) # save transitions
            state = next_state # update next state for env
 agent.update() # update agent
 ep_reward += reward  #
 if done:
 break
 steps.append(ep_step)
 rewards.append(ep_reward)
 if (i_ep + 1) % 10 == 0:
 print(f"回合：{i_ep+1}/{cfg['train_eps']}，奖励：{ep_reward:.2f}，Epislon: {agent.epsilon:.3f}")
 print("完成训练！")
 env.close()
 res_dic = {'episodes':range(len(rewards)),'rewards':rewards,'steps':steps}
 return res_dic
def test(cfg, env, agent):
 print("开始测试！")
 print(f"环境：{cfg['env_name']}，算法：{cfg['algo_name']}，设备：{cfg['device']}")
    rewards = [] # record rewards for all episodes
    steps = []
 for i_ep in range(cfg['test_eps']):
 ep_reward = 0 # reward per episode
 ep_step = 0
        state = env.reset() # reset and obtain initial state
 for _ in range(cfg['ep_max_steps']):
 ep_step+=1
            action = agent.predict_action(state) # predict action
 next_state, reward, done, _ = env.step(action)
            state = next_state
 ep_reward += reward
 if done:
 break
 steps.append(ep_step)
 rewards.append(ep_reward)
 print(f"回合：{i_ep+1}/{cfg['test_eps']}，奖励：{ep_reward:.2f}")
 print("完成测试！")
 env.close()
 return {'episodes':range(len(rewards)),'rewards':rewards,'steps':steps}

3、定义环境

OpenAI Gym中其实集成了很多强化学习环境，足够大家学习了，但是在做强化学习的应用中免不了要自己创建环境，比如在本项目中其实不太好找到Qlearning能学出来的环境，Qlearning实在是太弱了，需要足够简单的环境才行，因此本项目写了一个环境，大家感兴趣的话可以看一下，一般环境接口最关键的部分即使reset和step。

import gym
import paddle
import numpy as np
import random
import os
from parl.algorithms import DQN
def all_seed(env,seed = 1):
 ''' omnipotent seed for RL, attention the position of seed function, you'd better put it just following the env create function
 Args:
        env (_type_):
        seed (int, optional): _description_. Defaults to 1.
    '''
 print(f"seed = {seed}")
 env.seed(seed) # env config
 np.random.seed(seed)
 random.seed(seed)
 paddle.seed(seed)
def env_agent_config(cfg):
 ''' create env and agent
    '''
    env = gym.make(cfg['env_name'])
 if cfg['seed'] !=0: # set random seed
 all_seed(env,seed=cfg["seed"])
 n_states = env.observation_space.shape[0] # print(hasattr(env.observation_space, 'n'))
 n_actions = env.action_space.n # action dimension
 print(f"n_states: {n_states}, n_actions: {n_actions}")
 cfg.update({"n_states":n_states,"n_actions":n_actions}) # update to cfg paramters
    model = MLP(n_states,n_actions)
 algo = DQN(model, gamma=cfg['gamma'], lr=cfg['lr'])
    memory = ReplayBuffer(cfg["memory_capacity"]) # replay buffer
    agent = DQNAgent(algo,memory,cfg) # create agent
 return env, agent

4、设置参数

到这里所有qlearning模块就算完成了，下面需要设置一些参数，方便大家“炼丹”，其中默认的是笔者已经调好的～。另外为了定义了一个画图函数，用来描述奖励的变化。

import argparse
import seaborn as sns
import matplotlib.pyplot as plt
def get_args():
 """
    """
    parser = argparse.ArgumentParser(description="hyperparameters")
 parser.add_argument('--algo_name',default='DQN',type=str,help="name of algorithm")
 parser.add_argument('--env_name',default='CartPole-v0',type=str,help="name of environment")
 parser.add_argument('--train_eps',default=200,type=int,help="episodes of training") # 训练的回合数
 parser.add_argument('--test_eps',default=20,type=int,help="episodes of testing") # 测试的回合数
 parser.add_argument('--ep_max_steps',default = 100000,type=int,help="steps per episode, much larger value can simulate infinite steps")
 parser.add_argument('--gamma',default=0.99,type=float,help="discounted factor") # 折扣因子
 parser.add_argument('--epsilon_start',default=0.95,type=float,help="initial value of epsilon") #  e-greedy策略中初始epsilon
 parser.add_argument('--epsilon_end',default=0.01,type=float,help="final value of epsilon") # e-greedy策略中的终止epsilon
 parser.add_argument('--epsilon_decay',default=200,type=int,help="decay rate of epsilon") # e-greedy策略中epsilon的衰减率
 parser.add_argument('--memory_capacity',default=200000,type=int) # replay memory的容量
 parser.add_argument('--memory_warmup_size',default=200,type=int) # replay memory的预热容量
 parser.add_argument('--batch_size',default=64,type=int,help="batch size of training") # 训练时每次使用的样本数
 parser.add_argument('--targe_update_fre',default=200,type=int,help="frequency of target network update") # target network更新频率
 parser.add_argument('--seed',default=10,type=int,help="seed")
 parser.add_argument('--lr',default=0.0001,type=float,help="learning rate")
 parser.add_argument('--device',default='cpu',type=str,help="cpu or gpu")
 args = parser.parse_args([])
 args = {**vars(args)} # type(dict)
 return args
def smooth(data, weight=0.9):
 '''用于平滑曲线，类似于Tensorboard中的smooth
 Args:
        data (List):输入数据
        weight (Float): 平滑权重，处于0-1之间，数值越高说明越平滑，一般取0.9
    Returns:
        smoothed (List): 平滑后的数据
    '''
    last = data[0] # First value in the plot (first timestep)
    smoothed = list()
 for point in data:
 smoothed_val = last * weight + (1 - weight) * point  # 计算平滑值
 smoothed.append(smoothed_val)
        last = smoothed_val
 return smoothed
def plot_rewards(rewards,cfg,path=None,tag='train'):
 sns.set()
 plt.figure() # 创建一个图形实例，方便同时多画几个图
 plt.title(f"{tag}ing curve on {cfg['device']} of {cfg['algo_name']} for {cfg['env_name']}")
 plt.xlabel('epsiodes')
 plt.plot(rewards, label='rewards')
 plt.plot(smooth(rewards), label='smoothed')
 plt.legend()

5、训练

# 获取参数
cfg = get_args()
# 训练
env, agent = env_agent_config(cfg)
res_dic = train(cfg, env, agent)
plot_rewards(res_dic['rewards'], cfg, tag="train")
# 测试
res_dic = test(cfg, env, agent)
plot_rewards(res_dic['rewards'], cfg, tag="test") # 画出结果

seed = 10
n_states: 4, n_actions: 2
开始训练！
环境：CartPole-v0，算法：DQN，设备：cpu
回合：10/200，奖励：10.00，Epislon: 0.062
回合：20/200，奖励：85.00，Epislon: 0.014
回合：30/200，奖励：41.00，Epislon: 0.011
回合：40/200，奖励：31.00，Epislon: 0.010
回合：50/200，奖励：22.00，Epislon: 0.010
回合：60/200，奖励：10.00，Epislon: 0.010
回合：70/200，奖励：10.00，Epislon: 0.010
回合：80/200，奖励：22.00，Epislon: 0.010
回合：90/200，奖励：30.00，Epislon: 0.010
回合：100/200，奖励：20.00，Epislon: 0.010
回合：110/200，奖励：15.00，Epislon: 0.010
回合：120/200，奖励：45.00，Epislon: 0.010
回合：130/200，奖励：73.00，Epislon: 0.010
回合：140/200，奖励：180.00，Epislon: 0.010
回合：150/200，奖励：167.00，Epislon: 0.010
回合：160/200，奖励：200.00，Epislon: 0.010
回合：170/200，奖励：165.00，Epislon: 0.010
回合：180/200，奖励：200.00，Epislon: 0.010
回合：190/200，奖励：200.00，Epislon: 0.010

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