Overview of How Filters Work

This section provides an overview of the following topics:

How the Servlet Container Invokes Filters

Figure 5-1 shows, on the left, a scenario in which no filters are configured for the servlet being requested. On the right, several filters (1, 2, ..., N) have been configured.

Figure 5-1 Servlet Invocation with and without Filters

 
Description of the illustration invfilt.gif

Each filter implements the javax.servlet.Filter interface, which includes a doFilter() method that takes as input a request and response pair along with a filter chain, which is an instance of a class (provided by the servlet container) that implements the javax.servlet.FilterChain interface. The filter chain reflects the order of the filters. The servlet container, based on the configuration order in the web.xml file, constructs the chain of filters for any servlet or other resource that has filters mapped to it. For each filter in the chain, the filter chain object passed to it represents the remaining filters to be called, in order, followed by the target servlet.

The FilterChain interface also specifies a doFilter() method, which takes a request and response pair as input and is used by each filter to invoke the next entity in the chain.

Also see "Standard Filter Interfaces".

If there are two filters, for example, the key steps of this mechanism would be as follows:

  1. The target servlet is requested. The container detects that there are two filters and creates the filter chain.

  2. The first filter in the chain is invoked by its doFilter() method.

  3. The first filter completes any preprocessing, then calls the doFilter() method of the filter chain. This results in the second filter being invoked by its doFilter() method.

  4. The second filter completes any preprocessing, then calls the doFilter() method of the filter chain. This results in the target servlet being invoked by its service() method.

  5. When the target servlet is finished, the chain doFilter() call in the second filter returns, and the second filter can do any postprocessing.

  6. When the second filter is finished, the chain doFilter() call in the first filter returns, and the first filter can do any postprocessing.

  7. When the first filter is finished, execution is complete.

None of the filters are aware of their order. Ordering is handled entirely through the filter chain, according to the order in which filters are configured in web.xml.

Typical Filter Actions

The following are among the possible actions of the doFilter() method of a filter:

  • Create a wrapper for the request object to allow input filtering. Process the content or headers of the request wrapper as desired.

  • Create a wrapper for the response object to allow output filtering. Process the content or headers of the response wrapper as desired.

  • Pass the request and response pair (or wrappers) to the next entity in the chain, using the chain doFilter() method. Alternatively, to block request processing, do not call the chain doFilter() method.

Any processing you want to occur before the target resource is invoked must be prior to the chain doFilter() call. Any processing you want to occur after the completion of the target resource must be after the chain doFilter() call. This can include directly setting headers on the response.

Note that if you want to preprocess the request object or postprocess the response object, you cannot directly manipulate the original request or response object. You must use wrappers. When postprocessing a response, for example, the target servlet has already completed and the response could already be committed by the time a filter would have a chance to do anything with the response. You must pass a response wrapper instead of the original response in the chain doFilter() call. See "Using a Filter to Wrap and Alter the Request or Response".

Standard Filter Interfaces

A servlet filter implements the javax.servlet.Filter interface. The main method of this interface, doFilter(), takes a javax.servlet.FilterChain instance, created by the servlet container to represent the entire chain of filters, as input. The initialization method of the Filter interface, init(), takes a filter configuration object, which is an instance of javax.servlet.FilterConfig, as input. This section briefly describes the methods specified in these interfaces.

For additional information about the interfaces and methods discussed here, refer to the Sun Microsystems Javadoc for the javax.servlet package, at:

http://java.sun.com/j2ee/1.4/docs/api/index.html

Methods of the Filter Interface

The Filter interface specifies the following methods to implement in your filters:

  • void init(FilterConfig filterConfig)

    The servlet container calls init() as a filter is first instantiated and placed into service. This method takes a javax.servlet.FilterConfig instance as input, which the servlet container uses to pass information to the filter during the initialization. Include any special initialization requirements in your implementation. Also see "Methods of the FilterConfig Interface".

  • void doFilter(ServletRequest request, ServletResponse response, FilterChain chain)

    This is where your filter processing occurs. Each time a target resource (such as a servlet or JSP page) is requested, where the target resource is mapped to a chain of one or more filters, the servlet container calls the doFilter() method of each filter in the chain, in order according to web.xml filter configurations. (See "Construction of the Filter Chain".) Within the doFilter() processing of a filter, invoke the doFilter() method on the filter chain object that is passed in to the doFilter() method of the filter. (An exception to this is if you want to block request processing.) This is what leads to invocation of the next entity in the chain (either the next filter, or the target servlet if this is the last filter in the chain) after a filter has completed.

  • destroy(): The servlet container calls destroy() after all execution of the filter has completed (all threads of the doFilter() method have completed, or a timeout has occurred) and the filter is being taken out of service. Include any special cleanup requirements in your implementation.

Configure the Filter

This section lists the steps in configuring a servlet filter. Do the following in web.xml for each filter:

  1. Declare the filter through a <filter> element and its subelements, which maps the filter class (including package) to a filter name. For example:

    <filter>
    <filter-name>timer</filter-name>
    <filter-class>filter.TimerFilter</filter-class>
    </filter>

    You can optionally specify initialization parameters here, similarly to how you would for a servlet:

    <filter>
    <filter-name>timer</filter-name>
    <filter-class>filter.TimerFilter</filter-class>
    <init-param>
    <param-name>name</param-name>
    <param-value>value</param-value>
    <init-param>
    </filter>
  2. Using a <filter-mapping> element and its subelements, map the filter name to a servlet name or URL pattern to associate the filter with the corresponding resource (such as a servlet or JSP page) or resources. For example, to have the filter invoked whenever the servlet of name myservlet is invoked:

    <filter-mapping>
    <filter-name>timer</filter-name>
    <servlet-name>myservlet</servlet-name>
    </filter-mapping>

    Or, to have the filter invoked whenever sleepy.jsp is requested, according to URL pattern:

    <filter-mapping>
    <filter-name>timer</filter-name>
    <url-pattern>/sleepy.jsp</url-pattern>
    </filter-mapping>

    Note that instead of specifying a particular resource in the <url-pattern> element, you can use wild card characters to match multiple resources, such as in the following example:

    <url-pattern>/mypath/*</url-pattern>
    

The filter name can be arbitrary, but preferably is meaningful. It is simply used as the linkage in mapping a filter class to a servlet name or URL pattern.

If you configure multiple filters that apply to a resource, they will be entered in the servlet chain according to their declaration order in web.xml, and they will be invoked in that order when the target servlet is requested. See the next section, "Construction of the Filter Chain".

Note:

There are additional steps to configure a filter for a forward or include target. See "Filtering Forward or Include Targets".

Construction of the Filter Chain

When you declare and map filters in web.xml, the servlet container determines which filters apply to each servlet or other resource (such as a JSP page or static page) in the Web application. Then, for each servlet or resource, the servlet container builds a chain of applicable filters, according to your web.xmlconfiguration order, as follows:

    1. First, any filters that match a servlet or resource according to a <url-pattern> element are placed in the chain, in the order in which the filters are declared in web.xml.

    2. Next, any filters that match a servlet or resource according to a <servlet-name> element are placed in the chain, with the first <servlet-name> match following the last <url-pattern> match.

    3. Finally, the target servlet or other resource is placed at the end of the chain, following the last filter with a <servlet-name> match.

Java servlet filter chain order

The servlet API allows servlet filters to be inserted into the processing cycle to form a Filter Chain. How is a chain defined, and what is the ordering of filters in the chain?

The servlet filter chain is formed by defining multiple filters for the same servlet or URL pattern in web.xml. The order in which the filters are invoked is the same order as <filter-mapping>s appear in the web.xml file.

For example, if this is defined in web.xml:

<!-- Filter mapping -->
<filter-mapping>
<filter-name>servletFilter2</filter-name>
<servlet-name>filterdemo</servlet-name>
</filter-mapping> <filter-mapping>
<filter-name>servletFilter</filter-name>
<servlet-name>filterdemo</servlet-name>
</filter-mapping>

then servletFilter2 will be applied before servletFilter.

Actually, it's more accurate to imagine these filters as layers or wraps instead of chains. In the above example, servletFilter2 wraps servletFilter.

Using a Filter to Wrap and Alter the Request or Response

Particularly useful functions for a filter are to manipulate a request, or manipulate the response to a request. To manipulate a request or response, you must create a wrapper. You can use the following general steps:

  1. To manipulate requests, create a class that extends the standard javax.servlet.http.HttpServletRequestWrapper class. This class will be your request wrapper, allowing you to modify a request as desired.

  2. To manipulate responses, create a class that extends the standard javax.servlet.http.HttpServletResponseWrapper class. This class will be your response wrapper, allowing you to modify a response after the target servlet or other resource has delivered and possibly committed it.

  3. Optionally create a class that extends the standard javax.servlet.ServletOutputStream class, if you want to add custom functionality to an output stream for the response.

  4. Create a filter that uses instances of your custom classes to alter the request or response as desired.

The next section, "Response Filter Example", provides an example of a filter that alters the response.

Response Filter Example

This example employs an HTTP servlet response wrapper that uses a custom servlet output stream. This functionality allows the wrapper to manipulate the response data after the target HTML page is finished writing it out. Without using a wrapper, you cannot change the response data after the servlet output stream has been closed (essentially, after the servlet has committed the response). That is the reason for implementing a filter-specific extension to the ServletOutputStream class in this example.

This example uses the following custom classes:

  • GenericResponseWrapper: Extends HttpServletResponseWrapper for custom functionality in manipulating an HTTP response.

  • FilterServletOutputStream: Extends ServletOutputStream to provide custom functionality for use in the response wrapper.

  • MyGenericFilter: This class is for a generic, empty ("pass-through") filter that is used as a base class.

  • PrePostFilter: Extends MyGenericFilter and implements doFilter() code to alter the HTTP response, inserting a line before the HTML page output and a line after the HTML page output.

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